Posted 2 years ago

Ensure compliance with the DFSA regulations, including Money Laundering reporting and acting as contact Point between the Company and the regulatory authorities also to take the lead in dealing with, responding to, reporting and mitigating risks related to compliance and anti-money laundering.


Key Responsibilities:

  • Ensuring the business complies with all applicable rules including AML policies, KYC, KYB, high risk policies and sanction guidelines;
  • Coordinate compliance requirements in relation to the funds operated and managed by GII Capital.
  • Ensure compliance with the DFSA regulations, including but not limited to CIR, COB, GEN
  • Implementing and advising the Company on the required compliance and AML controls and systems
  • Oversee the compliance by the Company in respect of the funds and underlying investors
  • Manage and oversee the compliance and AML obligations in respect of service providers to the Company and underlying funds
  • Design and execute the annual compliance and Anti-money laundering work plan
  • Keeps awareness of regulatory changes
  • Identifies potential market abuse and disorderly market concerns, analyze findings escalates breaches, makes recommendations to improve policies or procedures accordingly.
  • Submits all relevant regulatory reports.


  • Minimum 3-4 years Compliance and AML experience.
  • experience within DIFC is an advantage.
  • Knowledge of Investment, sanction screening
  • Adequate knowledge of AML rules and regulatory frameworks.

Job Features

Job CategoryAccountant
Offered SallaryN/A
BenefitsAs per labour law

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